Memorandum On FINRA Expungement
A recent California appellate court decision has greatly expanded the ability of licensed securities brokers to expunge complaints and adverse actions from their Broker Check
October 2, 2012
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Skip to content A recent California appellate court decision has greatly expanded the ability of licensed securities brokers to expunge complaints and adverse actions from their Broker Check
In the last week, Higbee & Associates helped two clients get back to work by winning FDIC’s Section 19 Approval to work at FDIC insured
The June 27, 2011 issue of the The Daily Journal featured front-page story co-authored by Higbee & Associates attorneys Mathew Higbee and Josh Malter. The
As of January 2011, more and more banks and other financial institutions have begun having their employees authorize an in depth background and character check
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